Regulation Domain
Finance & Capital Markets Regulations
Financial regulation in the EU increasingly integrates sustainability into disclosure, risk management, and product governance – reshaping how capital is allocated and how investment products are marketed.
Key Laws in This Domain
SFDR – Sustainable Finance Disclosure Regulation
Requires financial market participants to classify products by sustainability profile (Article 6, 8, or 9) and publish principal adverse impact disclosures.
→ Learn moreEU Taxonomy (Financial Sector)
Requires asset managers and banks to report the taxonomy-alignment of their portfolios and financial products.
→ Learn moreMiFIR – Markets in Financial Instruments Regulation
Sets transparency and reporting obligations for trading in financial instruments, covering pre- and post-trade disclosure, transaction reporting, and rules for trading venues across the EU.
→ Learn moreDORA – Digital Operational Resilience Act
Requires financial entities to manage ICT risks, test digital resilience, report major ICT incidents to regulators, and oversee the risks posed by third-party technology providers.
→ Learn moreEU Green Bond Standard
Voluntary standard for EU Green Bond issuance requiring full taxonomy alignment and third-party verification, with a mandatory registration regime for reviewers.
→ Learn morePRIIPs Regulation
Requires manufacturers of packaged retail and insurance-based investment products to produce a standardised Key Information Document covering costs, risk indicators, and performance scenarios.
→ Learn moreIndustries Most Affected
How Vicky helps
Vicky assistant
Vicky assistant answers complex SFDR classification questions, PAI methodology queries, and taxonomy alignment checks for specific financial products in real time.
Try Vicky assistantRegulation and obligatory tracker
Vicky maintains your SFDR product register, tracks PAI reporting deadlines, and coordinates taxonomy alignment evidence collection across portfolio teams.
Try Regulations and obligatory trackerNavigate Finance & Capital Markets with confidence
See how Vicky handles Finance & Capital Markets obligations across your industry.